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Head of Compliance

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Company
DMJ Recruitment
Job location
London, UK
Salary
Undisclosed
Posted
Hosted by
Adzuna

Job details

Are you ready to elevate your career with an ambitious start-up? This is a unique chance to join a dynamic and successful global equity boutique with solid backing and support. The role: SMF 16/17 combined roll. Manage and deliver the Compliance, AML and Risk responsibilities in LCIP and provide the SMF 16/17 capability. Supported by Compliance, Risk and Operational resources. Reporting to CEO and with an independent reporting line to the Board. The person: 10 years relevant experience (asset management, equities) with immediate credibility to institutional clients and regulatory bodies. Knowledge and experience to efficiently and effectively own and deliver key compliance and regulatory obligations including but not limited to AML, Market Abuse, Conflict of Interest Register, Personal Account Dealing oversight. Someone who values; partnership, continuous improvement, excellence and integrity If you're looking for a step-up into a Head of Compliance role or to move across into a new Head of Compliance position to 'stand-up' the function then please get in touch for a confidential discussion.
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